Company-Sponsored Retirement Plans: We do not have a set minimum and will work with retirement plans from start-up and beyond. We target plans with assets in the $1 Million - $5 Million range. As an independent, retirement plan advisor, I favor retirement plan providers that offer institutional-class mutual fund shares (low costs) and funds that pass our scoring system for performance, manager tenure, style drift plus other factors.

Individual Investment Management: Again, there is no set minimum, we do target individuals with $100,000+ in investable assets. We use Scottrade as our investment custodian, so accounts are insured through SIPC and of course, Scottrade has some of the lowest fees in the industry.